Structured by Our New York Fixed-Income Desk
Brokered Certificates of Deposit
Institutional Fixed-Income Access Through Established Brokerage Channels
Effective January 2026, Swiss Alpha Fund LLC expanded its capabilities to provide access to brokered Certificates of Deposit (CDs) through established U.S. brokerage relationships.
Headquartered in New York and operating within U.S. securities law frameworks , we facilitate institutional-grade fixed-income solutions for high-net-worth individuals, family offices, and corporate treasury platforms.
What Are Brokered CDs?
Brokered Certificates of Deposit are fixed-income instruments issued by FDIC-insured U.S. banks and distributed through regulated broker-dealers.
Unlike traditional retail bank CDs, brokered CDs:
- Offer access to multiple issuing banks
- Provide competitive institutional rates
- Allow diversification across issuers
- May offer secondary market liquidity
- Can be structured across staggered maturities
FDIC insurance applies per issuing bank, subject to applicable limits and ownership structure.
Our Fixed-Income Desk Approach
Swiss Alpha’s New York presence allows direct engagement with major brokerage platforms and fixed-income trading desks.
We assist clients in:
- Sourcing competitive institutional CD offerings
- Structuring laddered maturity portfolios
- Allocating across multiple issuers
- Aligning duration with liquidity needs
- Integrating CDs within broader capital strategies
This is not a retail product distribution channel — it is structured fixed-income access through institutional brokerage relationships.
Who Typically Uses Brokered CDs?
Brokered CD solutions are commonly utilized by:
- Corporate treasury departments
- Family offices
- High-net-worth individuals
- Capital preservation mandates
- Conservative allocation sleeves
They are often suitable for:
- Short-to-medium-term capital
- Liquidity reserves
- Income-focused allocations
- Risk-managed portfolio segments
Capital Requirements
Unlike our private fund platform, which requires a minimum commitment of $1,000,000 USD , brokered CD allocations generally allow for significantly lower capital thresholds depending on structure and issuing bank requirements.
Specific allocation minimums vary by issuance.
Rate Environment & Yield Considerations
Brokered CD yields fluctuate based on:
- Federal interest rate policy
- Market demand
- Issuer credit profile
- Term duration
Our fixed-income desk provides access to available market rates through established brokerage networks.
All yield discussions are subject to confirmation at time of allocation.
Risk & Structural Considerations
While brokered CDs are considered conservative fixed-income instruments, investors should understand:
- Early liquidation may result in market pricing adjustments
- FDIC insurance applies per issuing bank and ownership category
- Secondary market liquidity is not guaranteed
- Rates are fixed at issuance
We assist clients in understanding structural considerations prior to allocation.
Integration With Broader Capital Strategy
Brokered CDs can serve as:
- A capital preservation layer
- A liquidity management tool
- A diversified issuer exposure strategy
- A complement to private fund allocations
Many family offices and corporate clients integrate brokered CDs as part of a broader structured capital approach.
Regulatory & Operational Framework
Swiss Alpha Fund LLC:
- Formed in Wyoming in 2021
- Headquartered in New York
- Conducts private offerings under Regulation D for its fund platform
Brokered CDs are accessed through regulated broker-dealers and issuing banks.
Swiss Alpha facilitates structured allocation through established brokerage relationships; specific instruments are subject to applicable brokerage documentation.
Fixed-Income Consultation
To discuss brokered CD allocation:
Important Notice
Brokered Certificates of Deposit are issued by FDIC-insured banks and distributed through regulated broker-dealers. FDIC insurance applies subject to applicable limits.
Swiss Alpha Fund LLC does not guarantee rates or secondary market liquidity. Investment decisions should be made based on individual financial circumstances and consultation with qualified advisors.