Swiss Alpha Fund LLC operates within established United States securities law frameworks and structured governance protocols.
Compliance & Regulatory Framework
Structured Within U.S. Securities Law. Designed for Institutional Confidence.
Formed in Wyoming in 2021 and headquartered in New York, the firm provides private investment solutions to accredited investors under applicable federal regulations.
U.S. Legal Structure
Swiss Alpha Fund LLC is organized as a Wyoming Limited Liability Company
The firm has filed Form D with the U.S. Securities and Exchange Commission in connection with its private offering
Private fund participation is conducted pursuant to:
- Regulation D under the Securities Act of 1933
- Accredited Investor standards under Rule 501
- Applicable federal and state securities exemptions
Our structure is designed for private capital formation within regulated exemption frameworks.
Private Placement Framework
Swiss Alpha Fund’s private investment platform operates as a confidential offering.
Key characteristics:
- No public solicitation
- Restricted to accredited investors
- Confidential offering memorandum
- Structured subscription agreements
- Investor eligibility verification
This private placement structure aligns with established U.S. securities compliance standards.
Accredited Investor Requirements
Participation in the private fund platform is limited to individuals or entities that meet accredited investor criteria under Regulation D
Minimum capital commitment: $1,000,000 USD
Investors undergo structured verification prior to acceptance.
Anti-Money Laundering (AML) & KYC Protocols
Swiss Alpha maintains compliance procedures consistent with:
- Know Your Customer (KYC) standards
- Anti-Money Laundering (AML) screening
- Source-of-funds verification
- Identity authentication procedures
These protocols are implemented to maintain institutional integrity and align with U.S. financial compliance expectations.
Governance & Oversight
Our operational discipline incorporates:
- Structured counterparty review
- Diversified allocation methodology
- Documentation control processes
- Ongoing investor communication
- Periodic performance review
New York headquarters provides proximity to major Wall Street financial institutions, broker-dealers, and capital markets infrastructure.
Brokered CD Compliance
Brokered Certificates of Deposit are accessed through regulated broker-dealers and FDIC-insured issuing banks.
Swiss Alpha facilitates structured allocation through brokerage relationships.
FDIC insurance applies per issuing bank and ownership category, subject to applicable limits.
All fixed-income allocations are subject to brokerage documentation and suitability review.
Risk Disclosure
All investments involve risk, including potential loss of principal.
Target return ranges are not guarantees of performance.
Liquidity, credit exposure, and market conditions may impact results.
Investors should carefully review offering documents and consult professional advisors prior to making investment decisions.
Commitment to Institutional Standards
Swiss Alpha Fund LLC was structured to meet the expectations of:
- Family offices
- Corporate treasury platforms
- High-net-worth individuals
- Sophisticated international investors
Our compliance framework is designed to align with U.S. federal securities regulations while maintaining discretion and professionalism.
Investor Access
Detailed offering materials are provided only to qualified accredited investors following eligibility review.